Eric Schwartz
Eric Schwartz is a registered investment advisor at Transcend Capital Advisors, LLC, based in Naples, FL, with 32 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,065 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Transcend Capital Advisors charges a monthly fee for investment management services based on a percentage of the value of your investments. This fee is negotiable and won't exceed 2.00% annually. The fee is calculated monthly in advance based on the average daily market value of your account from the previous month. The initial month's fee is calculated in arrears. Clients invested in Transcend Private Funds are subject to additional fees outlined in the fund's documents. If Transcend uses independent managers, those managers will charge an additional fee.
Location
821 5th Avenue South, Suite 102, Naples, FL, 34102
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2022Customer Dispute
July 2019Customer Dispute
May 2019Customer Dispute
April 2019Other Business ActivitiesSells Insurance
Eric is a member of EJD Realty Associates, LLC, a partnership managing real estate in New Lebanon, NY and Bonita Springs, FL, spending minimal time on it. He is also an agent for Transcend Wealth Collective Insurance Services, selling non-variable insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Transcend Capital Advisors, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.