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Daniel Mccarthy

Apollon Wealth Management, LLC
33 Years of Experience
Braintree, MA
1 DisclosureSells Insurance
View SEC Summary
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Daniel Mccarthy is a registered investment advisor at Apollon Wealth Management, LLC, based in Braintree, MA, with 33 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 8,389 clients with $12B in assets under management.

Apollon Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
8,389 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$11.6B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiable and range up to 2.00% annually based on the size and complexity of the relationship, services rendered, and time commitment. Accounts using Direct Indexing or CJ Lawrence strategies are subject to additional percentage fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25 Braintree Hill Office Park, Suite 411, Braintree, MA, 02184

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is the President of The Quincy Group, Inc. and maintains client insurance policies. He is also a trustee of the Dan McCarthy Trust and an owner of Lionheart Behavioral Health Services, LLC, an outpatient counseling and therapy clinic, dedicating a few hours per week to this.

Employment History
Current Registrations
Apollon Wealth Management, LLC
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Osaic Wealth, INC.
June 2015 - March 2024 · 8 yrs 9 mos
Osaic Wealth, INC.Broker
May 2015 - March 2024 · 8 yrs 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2010 - June 2015 · 5 yrs 4 mos
National Planning CorporationBroker
February 2010 - June 2015 · 5 yrs 4 mos
Securities America Advisors, INC.
July 2004 - February 2010 · 5 yrs 7 mos
Securities America, INC.Broker
July 2004 - February 2010 · 5 yrs 7 mos
Terra Financial Planning Group LTD
June 2002 - July 2004 · 2 yrs 1 mo
Terra Securities CorporationBroker
June 2002 - July 2004 · 2 yrs 1 mo
Asset & Financial Planning, LTD
February 2002 - July 2002 · 5 mos
Prime Capital Services, INC.Broker
January 1999 - June 2002 · 3 yrs 5 mos
Royal Alliance Associates, INC.Broker
January 1997 - January 1999 · 2 yrs
Linsco/private Ledger CORP.Broker
October 1995 - January 1997 · 1 yr 3 mos
American Express Financial Advisors INC.Broker
October 1992 - October 1995 · 3 yrs
Ids Life Insurance CompanyBroker
October 1992 - October 1995 · 3 yrs
State Registrations3 states
MANHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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