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Rolf Ellingsen

Voya Financial Advisors, INC.
33 Years of Experience
Vancouver, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Rolf Ellingsen is a registered investment advisor at Voya Financial Advisors, INC., based in Vancouver, WA, with 33 years of industry experience. Rolf is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.

Voya Financial Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
755 advisors
Number of Clients
16,336 clients
Average Client Portfolio
$237K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.75%
$500K - $1.0M2.50%
$1.0M - $2.0M2.35%
$2.0M - $5.0M2.10%
$5.0M - $10.0M2.05%
$10M+2.00%

Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

800 NE Tenney Road, Ste 110-547, Vancouver, WA, 98685

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rolf is an independent insurance agent selling fixed insurance products since 2011, dedicating full-time hours to this. He also owns Rolf Ellingsen LLC, a financial services DBA, and spends nearly full-time hours on insurance and investment sales and services.

Employment History
Current Registrations
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 9 mos
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 9 mos
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Ing Financial Advisers, LLC
October 2005 - January 2011 · 5 yrs 3 mos
Ing Financial Advisers, LLCBroker
September 2005 - January 2011 · 5 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
July 2004 - September 2005 · 1 yr 2 mos
Strand, Atkinson, Williams & York, INC.Broker
March 2003 - June 2004 · 1 yr 3 mos
U.S. Bancorp Investments, INC.Broker
June 1999 - February 2003 · 3 yrs 8 mos
Ids Life Insurance CompanyBroker
March 1997 - May 1999 · 2 yrs 2 mos
American Express Financial Advisors INC.Broker
March 1997 - May 1999 · 2 yrs 2 mos
PFS Investments INC.Broker
September 1992 - March 1997 · 4 yrs 6 mos
State Registrations5 states
CANMORUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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