AS
AS

Alvin Kenneth Smith

32 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement Planning
Compensation
Fixed/Hourly
Firm Size
3 advisors
Number of Clients
26 clients
Average Client Portfolio
Not specified
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Location

205 Powell Place, Suite 358, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alvin is a managing partner and IAR at Vision Asset Management and a registered representative and IAR at Silver Oak Securities. He also sells annuities, medicare, and life insurance through Vision Financial LLC, taking nearly full-time hours, and sells insurance through Charles M. Moore Insurance for a few hours per week.

Employment History
Current Registrations
Vision401k
January 2015 - Present · 11 yrs 1 mo
Silver Oak Securities, IncorporatedBroker
May 2014 - Present · 11 yrs 9 mos
Silver Oak Securities, INC.
May 2014 - Present · 11 yrs 9 mos
Previous Registrations
J P Turner & Company Capital Management, LLC
March 2010 - July 2014 · 4 yrs 4 mos
J.P. Turner & Company, L.L.C.Broker
March 2010 - June 2014 · 4 yrs 3 mos
Gunnallen Financial, INCBroker
April 2007 - March 2010 · 2 yrs 11 mos
Gunnallen Financial, INC
April 2007 - March 2010 · 2 yrs 11 mos
Sterne Agee Investment Advisors, INC.
December 2005 - May 2007 · 1 yr 5 mos
Sterne Agee Financial Services, INC.Broker
May 2004 - May 2007 · 3 yrs
Stephens INC.
May 2003 - May 2004 · 1 yr
Stephens INC.Broker
February 2001 - May 2004 · 3 yrs 3 mos
Morgan Keegan & Company, INC.Broker
May 1998 - March 2001 · 2 yrs 10 mos
Trans Financial Investment Services, INC.Broker
May 1996 - June 1998 · 2 yrs 1 mo
Investment Management & Research, INCBroker
November 1995 - May 1996 · 6 mos
Dean Witter Reynolds INC.Broker
October 1992 - March 1995 · 2 yrs 5 mos
State Registrations16 states
CACOFLGAHIINKYMNMTNCNYOHTNTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alvin Kenneth Smith - Financial Advisor | TrueAdvisor