Stephen Mcelroy
Stephen Mcelroy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dublin, OH, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
6241 Riverside Dr, Dublin, OH, 43017-5068
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen owns commercial real estate and R&M Real Properties, and is a basic member of Man on the Moon, LLC. He is also the President of Alpha Financial Planning, Inc. and McElroy, spending about a quarter of his time managing Alpha Financial Planning.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Alpha Financial Planning, INC.
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
The Huntington Investment CompanyBroker
The Huntington Investment Company
Mercer Global Advisors INC.
Mercer Global Securities LLCBroker
Mercer Advisors
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Nationsbanc Investments, INC.Broker
Fsc Securities CorporationBroker
Independent Financial Securities, INC.Broker
National City Investments CorporationBroker
The Ohio CompanyBroker
Edward D. Jones & CO., L.P.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.