David Hanafin
David Hanafin is a registered investment advisor at Osaic Institutions, INC., based in Burlington, MA, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
7 Bedford Street, Burlington, MA, 01803
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2007Other Business ActivitiesSells Insurance
David is an insurance agent for SBLI since 2005 and a liaison for the bank for Martini Insurance Agency and Tudor Risk since 2012, all involving property and casualty insurance. These activities each take a few hours per week.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Sentinel Pension Advisors INC
Sentinel Securities, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Cco Investment Services CORP.Broker
Linsco/private Ledger CORP.Broker
Citizens Financial Services INC.Broker
Bankboston Investor Services, INC.Broker
Fis Securities, INC.Broker
440 Financial Distributors, INC.Broker
Nylife Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.