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Bryan Cook

33 Years of Experience
Conway, AR
1 DisclosureBroker

Bryan Cook is a registered investment advisor at Stephens, based in Conway, AR, with 33 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

703 Chestnut Street, Conway, AR, 72032

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1999
Denied
Other Business Activities

Bryan owns Cook Family Farms/AKA 5C Cattle Co., involved in the production of registered polled Hereford cattle, dedicating a few hours per week. Bryan also receives royalties from natural gas mineral rights through Flywheel Energy, but spends minimal time on this activity.

Employment History
Current Registrations
Stephens
February 2012 - Present · 14 yrs 3 mos
StephensBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1995 - February 2012 · 16 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - February 2012 · 16 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
October 1992 - September 1995 · 2 yrs 11 mos
State Registrations44 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bryan Cook - Financial Advisor | TrueAdvisor