Thomas Grant
Thomas Grant is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Farmington, CT, with 50 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
197 Scott Swamp Rd., Farmington, CT, 06032
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Regulatory History (1)
Customer Dispute
March 1998Other Business ActivitiesSells Insurance
Thomas speaks at seminars for the CT Society of CPAs on various financial topics, including life insurance. He also serves as a co-trustee for multiple trusts and is the treasurer of the Planned Giving Group of Connecticut, and is involved with group insurance through MW Group Benefits.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sma Equities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.