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CFP

Morris Mete

Park Avenue Securities LLC
22 Years of Experience
Farmington, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Morris Mete is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in Farmington, CT, with 22 years of industry experience. Morris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

197 Scott Swamp Rd., Farmington, CT, 06032

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Morris has brokered insurance business in the past and receives renewals, dedicating minimal time to it. He also officiates high school football games, is the owner of multiple LLCs, and was the executor of his mother's will.

Employment History
Current Registrations
Park Avenue Securities LLC
July 2013 - Present · 13 yrs 3 mos
Park Avenue Securities LLCBroker
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Metlife Securities INC.
February 2009 - February 2013 · 4 yrs
Metlife Securities INC.Broker
February 2009 - February 2013 · 4 yrs
Prudential Financial Planning Services
April 2004 - January 2009 · 4 yrs 9 mos
Pruco Securities, LLC.Broker
September 2003 - January 2009 · 5 yrs 4 mos
State Registrations20 states
CACTDCFLGAILMAMDMIMNMSNCNJNYOHPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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More financial advisors in Farmington, CT →All financial advisors in Connecticut →
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