Scott Sosna
Scott Sosna is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Paramus, NJ, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
80 Rt 4 East, Ste 140, Paramus, NJ, 07652-2620
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2005Customer Dispute
April 1995Other Business ActivitiesSells Insurance
Scott is an independent insurance broker with Blue Cross Blue Shield since 2004 and co-owns real estate. He also has business ownership interests, dedicating minimal time to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Dunwoody Brokerage Services, INC.Broker
The Boston GroupBroker
A.S. Goldmen & CO., INC.Broker
Commonwealth AssociatesBroker
D. H. Blair & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.