SF
SF
Salvatore Farrauto
13 Years of Experience
Sag Harbor, NY
2 DisclosuresBroker
Salvatore Farrauto is a registered investment advisor at J.P. Morgan Securities LLC, based in Sag Harbor, NY, with 13 years of industry experience. Salvatore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
89 Main Street, Sag Harbor, NY, 11963
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1997Settled
Customer Dispute
November 1997Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
May 2026 - Present · 5 mos
J.P. Morgan Securities LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
National Securities CorporationBroker
May 2001 - February 2003 · 1 yr 9 mos
Joseph Stevens & Company, INC.Broker
September 1998 - May 2001 · 2 yrs 8 mos
Joseph Gunnar & CO. LLCBroker
February 1998 - June 1998 · 4 mos
Nichols, Safina, Lerner & CO. INC.Broker
September 1996 - January 1998 · 1 yr 4 mos
First Metropolitan Securities, INC.Broker
December 1995 - September 1996 · 9 mos
Joseph Stevens & Company, L.P.Broker
October 1995 - December 1995 · 2 mos
D. H. Blair & CO., INC.Broker
March 1993 - September 1995 · 2 yrs 6 mos
State Registrations6 states
CACTDEFLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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