Curtis Viggers
Curtis Viggers is a registered investment advisor at LPL Financial LLC, based in Claremont, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Claremont, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Curtis operates under the DBA TruStage for his LPL business and sells non-variable insurance products including whole life, fixed, index, and index universal life, and disability insurance. Selling insurance takes about half of Curtis's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J. Alden Associates, INC.Broker
MML Investors Services, LLCBroker
Centaurus Financial, INC.Broker
USA Advanced Planners INC.Broker
Retirement Capital Group Securities, INC.Broker
MML Investors Services, INC.Broker
Hartford Equity Sales Company INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.