Fred Abbott
Fred Abbott is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westerville, OH, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
56 Dorchester Square N #100, Westerville, OH, 43081
Get directionsHistory
Regulatory History (2)
Regulatory
September 2008Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Fred is associated with Retirement Planning Partners, LLC as a DBA for his LPL business and as an insurance agency. He is also involved with Abbott Financial Services, LLC, including non-variable insurance sales, and Retirement Planning Partners Property LLC, all taking about 10-20% of his time overall.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Ameritas Investment CORP.Broker
Ameritas Investment CORP
Carillon Investments, INC
Carillon Investments, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.