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AH
CFP
AH
CFP

Andrew Hayek

LPL Financial LLC
25 Years of Experience
Westerville, OH
Broker
View SEC Summary
View SEC Summary

Andrew Hayek is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westerville, OH, with 25 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

162 Wetherby Lane, Westerville, OH, 43081

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a co-owner and managing partner in Hayek Squared, LLC, a real estate rental business, dedicating a few hours per week. He also uses Bluestone Wealth Partners as a DBA for his LPL business and Hayek Wealth Strategies, LLC for tax/investment purposes, spending minimal time on each.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2023 - Present · 3 yrs 2 mos
LPL Financial LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - August 2023 · 10 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - August 2023 · 10 yrs 10 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
March 2004 - July 2005 · 1 yr 4 mos
Banc One Securities CorporationBroker
March 2004 - July 2005 · 1 yr 4 mos
Morgan Stanley
May 2003 - March 2004 · 10 mos
Morgan Stanley Dw INC.Broker
June 2001 - March 2004 · 2 yrs 9 mos
State Registrations19 states
AZCACOCTFLILINMAMIMONCNJNYOHORPASCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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