Eric Cardenas is a registered investment advisor, based in Redondo Beach, CA, with 33 years of industry experience.
Location
Redondo Beach, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Kingswood Capital Partners, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Kingswood Capital Partners, LLC
February 2024 - Present · 2 yrs 3 mos
Kingswood Wealth Advisors, LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2015 - January 2024 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
January 2015 - January 2024 · 9 yrs
UBS Financial Services INC.
November 2008 - February 2015 · 6 yrs 3 mos
UBS Financial Services INC.Broker
November 2008 - February 2015 · 6 yrs 3 mos
Citigroup Global Markets INC.
July 1997 - December 2008 · 11 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
November 1992 - July 1993 · 8 mos
State Registrations9 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.