TrueAdvisor
TrueAdvisor
AC
ChFC
AC
ChFC

Andrea Carpenter

Geneos Wealth Management, INC.
33 Years of Experience
Knoxville, TN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrea Carpenter is a ChFC-designated registered investment advisor at Geneos Wealth Management, INC., based in Knoxville, TN, with 33 years of industry experience. Andrea is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.

Geneos Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
21,668 clients
Average Client Portfolio
$425K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

306 Prosperity Road, Suite 101, Knoxville, TN, 37923

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Andrea operates under the DBA Prosperity Partners Wealth Management LLC and is an independent representative with various carriers for fixed insurance products. She is also an educator with the Association of Financial Educators.

Employment History
Current Registrations
Geneos Wealth Management, INC.
January 2021 - Present · 5 yrs 9 mos
Geneos Wealth Management, INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
September 2012 - January 2021 · 8 yrs 4 mos
U.S. Bancorp Investments, INC.
September 2012 - January 2021 · 8 yrs 4 mos
Gwn Securities INC.Broker
November 2006 - September 2012 · 5 yrs 10 mos
Gwn Securities INC.
November 2006 - September 2012 · 5 yrs 10 mos
American General Securities Incorporated
June 2005 - November 2006 · 1 yr 5 mos
American General Securities IncorporatedBroker
May 2005 - November 2006 · 1 yr 6 mos
Oneamerica Securities, INC.Broker
July 2003 - June 2005 · 1 yr 11 mos
Pruco Securities CorporationBroker
December 2001 - July 2003 · 1 yr 7 mos
Uvest Investment ServicesBroker
May 2001 - November 2001 · 6 mos
Pfic Securities CorporationBroker
March 1999 - May 2001 · 2 yrs 2 mos
Pruco Securities CorporationBroker
October 1992 - April 1999 · 6 yrs 6 mos
State Registrations8 states
ALAZGAKYSCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Knoxville, TN →All financial advisors in Tennessee →