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Steve Harman
33 Years of Experience
Spokane, WA
1 DisclosureBroker
Steve Harman is a registered investment advisor at Raymond James & Associates, INC., based in Spokane, WA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
501North Riverpoint Blvd, Suite 245, Spokane, WA, 99202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2009Denied
Other Business Activities
Steve owns rental real estate property since 2016. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1993 - March 2022 · 29 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - March 2022 · 29 yrs 4 mos
State Registrations36 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.