JC
CFP · ChFC
JC
CFP · ChFC

Joseph Carter

24 Years of Experience
Spokane, WA
Broker

Joseph Carter is a CFP, ChFC-designated registered investment advisor at Raymond James & Associates, INC., based in Spokane, WA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

501North Riverpoint Blvd, Suite 245, Spokane, WA, 99202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2025 - Present · 1 yr 2 mos
Raymond James & Associates, INC.Broker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Edward Jones
July 2011 - March 2025 · 13 yrs 8 mos
Edward JonesBroker
July 2011 - March 2025 · 13 yrs 8 mos
Chase Investment Services CORP.
November 2010 - July 2011 · 8 mos
Chase Investment Services CORP.Broker
November 2010 - July 2011 · 8 mos
Country Capital Management CompanyBroker
September 2009 - November 2010 · 1 yr 2 mos
Edward Jones
January 2007 - April 2008 · 1 yr 3 mos
Edward JonesBroker
July 2000 - April 2008 · 7 yrs 9 mos
State Registrations15 states
AKAZCACOIDMNMTNCNVORPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Carter - Financial Advisor | TrueAdvisor