WV
WV

Walter Valenzuela

32 Years of Experience
San Diego, CA
17 DisclosuresBroker

Walter Valenzuela is a registered investment advisor, based in San Diego, CA, with 32 years of industry experience.

Location

3570 Carmel Mountain Road, Suite 150, San Diego, CA, 92130

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History

Regulatory History (17)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024
Settled
Judgment / Lien
April 2024
Customer Dispute
December 2023
Denied
Customer Dispute
June 2021
Denied
Customer Dispute
March 2021
Closed-No Action
Customer Dispute
September 2020
Settled
Customer Dispute
September 2020
Settled
Customer Dispute
June 2020
Settled
Customer Dispute
May 2020
Settled
Customer Dispute
December 2019
Denied
Customer Dispute
July 2018
Settled
Customer Dispute
August 2017
Denied
Customer Dispute
August 2017
Settled
Customer Dispute
February 2013
Settled
Customer Dispute
May 2011
Closed-No Action
Customer Dispute
February 2011
Closed-No Action
Customer Dispute
March 1999
Settled
Other Business Activities

Walter is the president of Maravu HOA and owns real estate, dedicating minimal time to each. He also works nearly full-time as an investment advisor representative (IAR) through Kestra Investment Services, LLC and an independent RIA.

Employment History
Current Registrations
Kestra Private Wealth Services, LLC
April 2020 - Present · 6 yrs 1 mo
Kestra Investment Services, LLCBroker
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Hilltop Securities INC.
December 2008 - May 2020 · 11 yrs 5 mos
Hilltop Securities INC.Broker
December 2008 - May 2020 · 11 yrs 5 mos
M. L. Stern & CO, LLC.
April 2004 - December 2008 · 4 yrs 8 mos
M.L. Stern & CO., LLC.Broker
April 1993 - December 2008 · 15 yrs 8 mos
State Registrations7 states
AZCAFLNCNVUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Walter Valenzuela - Financial Advisor | TrueAdvisor