CFP

Richard Zito

33 Years of Experience

Garden City, NY

1 DisclosureBrokerSells Insurance

Richard Zito is a CFP-designated registered investment advisor at Flynn Zito Capital Management, LLC, based in Garden City, NY, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,073 clients with $770M in assets under management.

Flynn Zito Capital Management, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

1,073 clients

Average Client Portfolio

$721K average

Assets Under Management

$773.9M

Fee Structure

Planning is included in investment management (also available separately)

Flynn Zito Capital Management offers two main investment management services:

Comprehensive Wealth Management: The annual fee will not exceed 1.75% of the account value, billed quarterly in advance. This service includes investment management and financial planning.
Investment Management: The annual fee will not exceed 1.65% of the account value, billed quarterly in advance. This service focuses on investment management only.

Fees are negotiable and may vary for legacy clients. LPL Financial collects the fees, and Flynn Zito receives a portion.

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Location

585 Stewart Ave, Suite 620, Garden City, NY, 11530

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2013

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Richard provides non-variable insurance products to clients, dedicating minimal time to this activity. He also provides investment advisory services through Flynn Zito Capital Management, LLC, taking nearly full-time hours. Richard is also involved with FZ Maritime Services, LLC, spending minimal time on boat management.

Employment History

Current Registrations

Flynn Zito Capital Management, LLC

March 2010 - Present · 16 yrs 2 mos

LPL Financial LLCBroker

October 1997 - Present · 28 yrs 7 mos

Previous Registrations

LPL Financial LLC

April 2011 - November 2015 · 4 yrs 7 mos

Investment Management & Research, INCBroker

May 1997 - October 1997 · 5 mos

Ids Life Insurance CompanyBroker

October 1992 - May 1997 · 4 yrs 7 mos

American Express Financial Advisors INC.Broker

October 1992 - May 1997 · 4 yrs 7 mos

State Registrations13 states

CAFLGAINMAMENHNJNYPASCTXVA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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