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AJ
CFP
AJ
CFP

Anthony Joslin

Garden State Investment Advisory Services, LLC
33 Years of Experience
Red Bank, NJ
11 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Anthony Joslin is a CFP-designated registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 33 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,531 clients with $670M in assets under management.

Garden State Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
2,531 clients
Average Client Portfolio
$266K average
Assets Under Management
$673.8M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

Fees are negotiable and billed monthly in arrears based on the market value of the account on the last business day of the preceding month.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

328 Newman Springs Road, Red Bank, NJ, 07701

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2019
Settled
Regulatory
June 2014
Final
Customer Dispute
September 2005
Denied
Customer Dispute
April 2005
Settled
Customer Dispute
April 2005
Settled
Customer Dispute
November 2004
Denied
Customer Dispute
May 2004
Settled
Regulatory
May 2004
Final
Employment Separation After Allegations
April 2003
Customer Dispute
March 2003
Settled
Customer Dispute
August 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony is a broker for Guardian Life Insurance, Lafayette Life Insurance, and Mass Mutual Life Insurance, selling whole life insurance, term insurance, and fixed annuities. These activities take a few hours per week, about 10% of his time, and a few hours per week, respectively. Anthony also established LJ Partners, LLC in 2014 to pay for office expenses.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
March 2014 - Present · 12 yrs 7 mos
Garden State Securities, INC.Broker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
J P Turner & Company Capital Management, LLC
June 2013 - March 2014 · 9 mos
J.P. Turner & Company, L.L.C.Broker
April 2003 - March 2014 · 10 yrs 11 mos
Grayson Financial LLCBroker
September 1998 - May 2003 · 4 yrs 8 mos
M.S. Farrell & Company, INC.Broker
January 1995 - August 1998 · 3 yrs 7 mos
Smith Barney INC.Broker
July 1993 - February 1995 · 1 yr 7 mos
Lehman Brothers INC.Broker
November 1992 - July 1993 · 8 mos
State Registrations37 states
ALAZCACOCTDEFLGAIAIDILINKSKYLAMAMDMIMNMOMSNCNJNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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