Shannon Kolton is a registered investment advisor at Morgan Stanley, based in Cleveland, OH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 Public Square, Suite 2600, Cleveland, OH, 44114
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
March 2009 - September 2017 · 8 yrs 6 mos
UBS Financial Services INC.Broker
March 2009 - September 2017 · 8 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
October 2004 - April 2007 · 2 yrs 6 mos
Morgan Stanley Dw INC.Broker
October 2004 - April 2007 · 2 yrs 6 mos
Citigroup Global Markets INC.
November 2002 - November 2004 · 2 yrs
Citigroup Global Markets INC.Broker
October 2002 - November 2004 · 2 yrs 1 mo
Prudential Securities IncorporatedBroker
October 2000 - October 2002 · 2 yrs
State Registrations35 states
ALAZCACOCTDCFLGAHIILINKSKYMAMDMEMIMNMONCNMNVNYOHOKORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.