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Timothy Humes

32 Years of Experience
Reno, NV
Broker

Timothy Humes is a registered investment advisor at RBC Capital Markets, LLC, based in Reno, NV, with 32 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

5310 Kietzke Lane, Suite 201, Reno, NV, 89511-2044

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is a partner in Honey Lake Ranch, an owner of Beaver Springs LLC recreational ranch property, and a director for the Nevada Wildlife Record Book Foundation and Nevada Wildlife Record Book. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2002 - Present · 24 yrs 1 mo
RBC Capital Markets, LLC
March 2002 - Present · 24 yrs 2 mos
RBC Capital Markets, LLCBroker
March 2002 - Present · 24 yrs 2 mos
Previous Registrations
Prudential Securities IncorporatedBroker
February 1995 - March 2002 · 7 yrs 1 mo
Painewebber IncorporatedBroker
May 1993 - March 1995 · 1 yr 10 mos
State Registrations23 states
AZCACOCTFLGAIDKSMNMTNJNVNYOHORPASDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Humes - Financial Advisor | TrueAdvisor