VP
VP

Veronica Pies

25 Years of Experience
Bloomfield Hills, MI
Broker

Veronica Pies is a registered investment advisor at Raymond James & Associates, INC., based in Bloomfield Hills, MI, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

39400 Woodward Ave, Suite 150, Bloomfield Hills, MI, 48304

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
September 2012 - November 2019 · 7 yrs 2 mos
UBS Financial Services INC.Broker
November 2008 - November 2019 · 11 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - November 2008 · 8 yrs 4 mos
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Veronica Pies - Financial Advisor | TrueAdvisor