Shane Smith
Shane Smith is a registered investment advisor at UBS Financial Services INC., based in Riverside, CA, with 33 years of industry experience. Shane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
3390 University Avenue, Riverside, CA, 92501
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Shane officiates high school football and basketball games in San Bernardino and Riverside counties as a referee since 1987. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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