Larry Mathis
Larry Mathis is a CFP-designated registered investment advisor at Mathis Wealth Management, based in Phoenix, AZ, with 33 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 310 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mathis Wealth Management offers investment management services where either Mathis or an independent investment manager manages your investments. The annual fee is a percentage of the value of your portfolio. Mathis generally uses mutual funds or exchange traded funds, stocks and bonds. The maximum investment management fee is 1.25% of your portfolio value. Fees are billed quarterly in advance. If you have an account at American Funds Service Company or an annuity company, the maximum fee is 1.0%.
Location
7210 N 16th Street, Phoenix, AZ, 85020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Larry owns Mathis Wealth Management as a registered investment advisor and Larry Mathis Financial Planning, LLC, which involves non-variable insurance. He also engages in activities such as authoring/speaking, real estate, selling URLs, and community involvement.
Employment History
Current Registrations
Mathis Wealth Management
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited Partner
W. S. Griffith & CO., INC.Broker
Allmerica Investments, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.