David Nelson
David Nelson is a registered investment advisor at Cetera Investment Advisers LLC, based in Midvale, UT, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6955 S Union Park Ctr Ste 550, Midvale, UT, 84047
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Regulatory History (1)
Customer Dispute
January 2012Other Business ActivitiesSells Insurance
David is an independent insurance agent selling fixed insurance products since 2008. He also owns and manages Nelson Financial Group, LLC and related entities, focusing on marketing and brokerage of fixed products, and spends minimal time as a member/manager at Altitude Investment Management, LLC and Altitude Evergreens, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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