Mark Whidby is a CFA-designated registered investment advisor at Strata Wealth Advisors, LLC, based in Dallas, TX, with 22 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 263 clients with $930M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Strata Wealth Advisors charges a percentage of the market value of your investments, ranging from 0.30% to 1.25% annually. The exact fee depends on the amount of your assets under management. Fees are calculated quarterly, in advance, based on the market value of your investments on the last business day of the previous quarter.
Strata offers two service models under the Comprehensive Advisory Agreement: Enhanced Financial Planning Services with a minimum annual fee of $15,000, and Essential Wealth Management Services with a minimum annual fee of $3,000. If you are subject to an annual minimum fee, you may pay a higher percentage fee than outlined in the agreement.
Location
8750 N. Central Expressway, Suite 1875, Dallas, TX, 75231
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Strata Wealth Advisors, LLC
Previous Registrations
Lee Financial Company, LLC
Commerce Street Investment Management
Commerce Street Capital, LLCBroker
Abshier Webb Donnelly & Baker, INC.Broker
Berean Capital IncorporatedBroker
Sanders Morris Harris INC.Broker
Sanders Morris Harris INC.Broker
Harris Webb & Garrison, INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Chelsea Street Securities, INC.Broker
State Registrations1 state
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