Jamie Wolff is a registered investment advisor, based in Stamford, CT, with 33 years of industry experience. Jamie is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2200 Atlantic Street, 2nd Floor, Stamford, CT, 06902
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Regulatory History (1)
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Customer Dispute
February 1994Settled
Other Business Activities
Jamie owns Griffon Farm, a horse boarding and training business, and spends a few hours per week on it. Jamie is also an IAR with NewEdge Wealth, LLC, working as a financial advisor for ultra-high net worth individuals, taking nearly full-time hours.
Employment History
Current Registrations
Newedge Securities, LLCBroker
April 2022 - Present · 4 yrs 6 mos
New Edge Wealth
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2013 - May 2022 · 8 yrs 8 mos
UBS Financial Services INC.
September 2013 - May 2022 · 8 yrs 8 mos
J.P. Morgan Securities LLC
August 2006 - October 2013 · 7 yrs 2 mos
Bear, Stearns & CO. INC.
December 2004 - December 2005 · 1 yr
J.P. Morgan Securities LLCBroker
October 2004 - October 2013 · 9 yrs
Wachovia Securities, LLC
August 2003 - November 2004 · 1 yr 3 mos
Wachovia Securities, LLCBroker
July 2003 - November 2004 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
May 1998 - July 2003 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1995 - May 1998 · 3 yrs
Americorp Securities, INC.Broker
October 1992 - May 1995 · 2 yrs 7 mos
State Registrations10 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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