WH
WH

William Higgins

33 Years of Experience
De Pere, WI
5 DisclosuresBroker

William Higgins is a registered investment advisor at Ameriprise Financial Services, LLC, based in De Pere, WI, with 33 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

721 Main Ave, De Pere, WI, 54115

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018
Denied
Customer Dispute
November 2011
Denied
Customer Dispute
October 2008
Denied
Customer Dispute
December 2002
Denied
Customer Dispute
April 2001
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1992 - Present · 33 yrs 10 mos
Ameriprise Financial Services, LLCBroker
November 1992 - Present · 33 yrs 11 mos
Ameriprise Financial Services, LLC
November 1992 - Present · 33 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 1992 - July 2006 · 13 yrs 8 mos
State Registrations3 states
FLUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors