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CFP

Derek Schanhofer

Ameriprise Financial Services, LLC
29 Years of Experience
De Pere, WI
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Derek Schanhofer is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in De Pere, WI, with 29 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

380 Main Ave, Ste 2, De Pere, WI, 54115-2203

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023
Settled
Customer Dispute
August 2017
Denied
Customer Dispute
April 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Derek is an independent insurance broker with Northwestern Mutual Life Insurance Company and owns SFG 380 Vision, created to pay business expenses. He also owns real estate, DRSSFGOC, LLC, and serves as a director for Schanhofer.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2012 - Present · 14 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2012 - Present · 14 yrs 2 mos
Ameriprise Financial Services, LLC
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Financial Network Investment Corporation
April 2009 - August 2012 · 3 yrs 4 mos
Financial Network Investment CorporationBroker
February 2009 - August 2012 · 3 yrs 6 mos
MML Investors Services, INC.
July 2006 - March 2009 · 2 yrs 8 mos
MML Investors Services, INC.Broker
July 2006 - March 2009 · 2 yrs 8 mos
Pfic Securities CorporationBroker
October 1996 - July 2006 · 9 yrs 9 mos
State Registrations31 states
ALARAZCACOCTFLGAIAILINKSKYLAMDMIMNMTNCNHNJNYOHORSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Derek Schanhofer - Financial Advisor | TrueAdvisor