Charles Cox
Charles Cox is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Federal Way, WA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
33600 6th Avenue S., Suite 230, Federal Way, WA, 98003
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2021Customer Dispute
December 2011Other Business ActivitiesSells Insurance
Charles owns and manages multiple rental real estate properties through 2000 Cox Family LLC and 2008 Cox Family LLC. He also owns Cox Financial and Cox Financial LLC, through which he works as a financial advisor and helps clients buy fixed annuities and term insurance, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Brokersxpress LLCBroker
Brokersxpress LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Linsco/private Ledger CORP.Broker
Marketing One Securities, INC.Broker
Aegon USA Securities INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.