TrueAdvisor
TrueAdvisor
CC
CC

Charles Cox

Raymond James Financial Services Advisors, INC
33 Years of Experience
Federal Way, WA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Cox is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Federal Way, WA, with 33 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

33600 6th Avenue S., Suite 230, Federal Way, WA, 98003

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2021
Denied
Customer Dispute
December 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles owns and manages multiple rental real estate properties through 2000 Cox Family LLC and 2008 Cox Family LLC. He also owns Cox Financial and Cox Financial LLC, through which he works as a financial advisor and helps clients buy fixed annuities and term insurance, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2012 - Present · 14 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Brokersxpress LLCBroker
September 2010 - August 2012 · 1 yr 11 mos
Brokersxpress LLC
September 2010 - August 2012 · 1 yr 11 mos
Raymond James Financial Services Advisors, INC
January 2009 - September 2010 · 1 yr 8 mos
Raymond James Financial Services
March 1999 - January 2009 · 9 yrs 10 mos
Raymond James Financial Services, INC.Broker
March 1999 - September 2010 · 11 yrs 6 mos
Linsco/private Ledger CORP.Broker
October 1995 - March 1999 · 3 yrs 5 mos
Marketing One Securities, INC.Broker
September 1994 - October 1995 · 1 yr 1 mo
Aegon USA Securities INC.Broker
October 1992 - August 1994 · 1 yr 10 mos
State Registrations14 states
ALAZCAFLIDMONVORSDTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Federal Way, WA →All financial advisors in Washington →