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James Chaffee

Raymond James Financial Services Advisors, INC
44 Years of Experience
Federal Way, WA
2 DisclosuresBroker
View SEC Summary
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James Chaffee is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Federal Way, WA, with 44 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

32015 1st Avenue South, Federal Way, WA, 98003

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Award / Judgment
Customer Dispute
July 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is the president of Campus Corner LLC, a real estate company that owns the building where he works, dedicating minimal time. He also owns Chaffee & Associates, where he performs maintenance and janitorial duties, also dedicating minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.
January 2000 - Present · 26 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
Raymond James Financial Services
January 2000 - January 2009 · 9 yrs
National Planning CorporationBroker
April 1999 - January 2000 · 9 mos
Sunamerica Securities, INC.Broker
June 1989 - April 1999 · 9 yrs 10 mos
Southmark Financial Services, INC.Broker
March 1982 - June 1989 · 7 yrs 3 mos
State Registrations19 states
AKAZCAFLGAHIIDKYLAMAMEMINVORSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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