JC
JC

James Chaffee

44 Years of Experience
Federal Way, WA
2 DisclosuresBroker

James Chaffee is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Federal Way, WA, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

32015 1st Avenue South, Federal Way, WA, 98003

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Award / Judgment
Customer Dispute
July 2002
Settled
Other Business Activities

James is the president of Campus Corner LLC, a real estate company that owns the building where he works, dedicating minimal time. He also owns Chaffee & Associates, where he performs maintenance and janitorial duties, also dedicating minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
January 2000 - Present · 26 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2000 - Present · 26 yrs 4 mos
Previous Registrations
Raymond James Financial Services
January 2000 - January 2009 · 9 yrs
National Planning CorporationBroker
April 1999 - January 2000 · 9 mos
Sunamerica Securities, INC.Broker
June 1989 - April 1999 · 9 yrs 10 mos
Southmark Financial Services, INC.Broker
March 1982 - June 1989 · 7 yrs 3 mos
State Registrations19 states
AKAZCAFLGAHIIDKYLAMAMEMINVORSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.