John Lindsey is a CFP-designated registered investment advisor, based in Malvern, PA, with 31 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Advisers, INC.
June 2020 - Present · 6 yrs 1 mo
Vanguard Marketing CorporationBroker
June 2020 - Present · 6 yrs 1 mo
Vanguard Marketing Corporation
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLCBroker
November 2017 - April 2020 · 2 yrs 5 mos
Cetera Advisor Networks LLC
November 2017 - June 2019 · 1 yr 7 mos
Goldman Sachs Personal Financial Management
December 2015 - May 2020 · 4 yrs 5 mos
Girard Securities, INC.
December 2015 - November 2017 · 1 yr 11 mos
Girard Securities, INC.Broker
December 2015 - November 2017 · 1 yr 11 mos
Centaurus Financial, INC.
June 2012 - December 2015 · 3 yrs 6 mos
Centaurus Financial, INC.Broker
March 2012 - December 2015 · 3 yrs 9 mos
Kbr Capital Markets, LLCBroker
September 2010 - February 2012 · 1 yr 5 mos
Allstate Financial Services, LLCBroker
March 2009 - September 2010 · 1 yr 6 mos
Highmark Funds Distributors, INC.Broker
January 2009 - January 2009 · 0 mos
Pfpc Distributors, INC.Broker
January 2008 - December 2008 · 11 mos
Sei Investments Distribution CO.Broker
June 2000 - December 2007 · 7 yrs 6 mos
Ing Funds Distributor, INC.Broker
April 1999 - May 2000 · 1 yr 1 mo
Waterhouse Securities, INC.Broker
October 1995 - September 1998 · 2 yrs 11 mos
Invest Financial CorporationBroker
September 1994 - July 1995 · 10 mos
Olde Discount CorporationBroker
September 1993 - May 1994 · 8 mos
L.C. Wegard & CO., INC.Broker
November 1992 - August 1993 · 9 mos
State Registrations3 states
FLPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.