Timothy Carlson
Timothy Carlson is a registered investment advisor at LPL Financial LLC, based in Baldwin, WI, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
860 Cedar St, Baldwin, WI, 54002
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2014Other Business Activities
Timothy is an Investment Program Manager for WESTconsin Investment Advisors and WESTCONSIN CREDIT UNION, dedicating full-time hours to these roles. He also works as a Notary.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Aal Capital Management CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.