Ramu Ramiah is a registered investment advisor at Brook Capital, based in Brookfield, WI, with 33 years of industry experience. Ramu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 631 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 3.00% |
| $500K - $1.0M | 2.50% |
| $1.0M - $2.5M | 2.00% |
| $2.5M+ | 1.50% |
Fees are negotiable. A minimum annual fee of $1000 may apply.
Fee Estimator
Location
675 N. Barker Road, Brookfield, WI, 53045
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ramu is the President/Investment Adviser Representative for Brook Capital, an RIA, since 2004. He is also involved in several other ventures, including real estate holding, education/teaching, non-profit organizations, and an oil & gas software company, each requiring minimal time.
Employment History
Current Registrations
Brook Capital
Previous Registrations
Western International Securities, INC.Broker
Greenbook Investment Management, INC.
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.