David Henry is a CFA-designated registered investment advisor at The Patriot Financial Group, LLC, based in Walpole, MA, with 7 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 8 more. Their firm serves 2,545 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual advisory fees generally range up to 2.00% of assets under management (up to 2.50% under the wrap fee program), depending on complexity and portfolio size. Fees are negotiable.
Fee Estimator
Location
55 West Street, Suite 201, Walpole, MA, 02081
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David serves on investment committees for Northeast Arc and Essex County Community Foundation, and provides investment consulting services to non-profits through DHK Financial Advisors, taking about half of his time. He also owns rental property and works seasonally at H&R Block preparing taxes.
Employment History
Current Registrations
The Patriot Financial Group, LLC
Previous Registrations
Dhk Financial Advisors INC
Finer Wealth Management, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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