JD
JD

Jennifer Dieffenbacher

31 Years of Experience
Westlake, OH
Broker

Jennifer Dieffenbacher is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Westlake, OH, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

26600 Detroit Road, Suite 130, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jennifer is a Registered Sales Associate for Branch ABI, Westlake OH, working for TDM Financial LLC DBA Carmel Quintero Financial Services. She dedicates about half of her time to administrative duties for this support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2019 - Present · 6 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2003 - June 2019 · 16 yrs 2 mos
UBS Painewebber INC.Broker
August 1993 - June 2001 · 7 yrs 10 mos
Smith Barney Shearson INC.Broker
July 1993 - August 1993 · 1 mo
Lehman Brothers INC.Broker
May 1993 - July 1993 · 2 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.