RD
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Ronald Durham

21 Years of Experience
Louisville, KY
BrokerSells Insurance

Ronald Durham is a registered investment advisor at Park Avenue Securities LLC, based in Louisville, KY, with 21 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

9300 Shelbyville Road, Suite 320, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald sells and services Pacific Life Insurance products since 1991. This activity takes minimal time.

Employment History
Current Registrations
Park Avenue Securities LLC
May 2024 - Present · 2 yrs
Park Avenue Securities LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Lincoln Financial Securities CorporationBroker
May 2008 - February 2009 · 9 mos
Ameritas Investment CORP.Broker
July 2007 - December 2007 · 5 mos
Suntrust Investment Services, INC.Broker
April 2006 - November 2006 · 7 mos
Uvest Financial Services Group, INC.Broker
October 2005 - March 2006 · 5 mos
Banc One Securities CorporationBroker
October 2000 - June 2005 · 4 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
February 1999 - October 2000 · 1 yr 8 mos
Northwestern Mutual Investment Services, LLCBroker
December 1992 - October 2000 · 7 yrs 10 mos
State Registrations4 states
KYNDTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Durham - Financial Advisor | TrueAdvisor