James Urda
James Urda is a CFP-designated registered investment advisor at LPL Financial LLC, based in Napa, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1001 Second Street, Ste 255, Napa, CA, 94559
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
January 2006Customer Dispute
May 2001Criminal
January 1982Other Business ActivitiesSells Insurance
James is involved with Urda Wealth Management Inc. selling non-variable insurance products, dedicating about 10-20% of his time. He also sells insurance (LTC, Term, and Universal) and owns Urda Estate Vineyards LLC, spending minimal time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.