James Dimarco is a registered investment advisor at LPL Financial LLC, based in Napa, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
513 Lincoln Avenue, Napa, CA, 94558
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Regulatory History (1)
Criminal
August 1992Other Business Activities
James is a registered investment advisor hybrid with Financial Advocates Investment Management, dedicating about half his time to this role. He also works full-time as a registered investment advisor DBA with Vintage Wealth Advisors, which is an entity for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
Waddell & Reed
Waddell & ReedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.