DM
DM

Dawn Maddox

29 Years of Experience
Wilmington, DE
Broker

Dawn Maddox is a registered investment advisor at Raymond James & Associates, INC., based in Wilmington, DE, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3411 Silverside Road, Baynard Bldg, Suite 105, Concord Plaza, Wilmington, DE, 19810

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dawn's spouse owns a construction company that holds rental real estate, and Dawn spends a few hours per week on this activity. This activity is investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2015 - Present · 10 yrs 11 mos
Raymond James & Associates, INC.
June 2015 - Present · 10 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
PNC InvestmentsBroker
January 2007 - June 2015 · 8 yrs 5 mos
PNC Investments
January 2007 - June 2015 · 8 yrs 5 mos
Invest Financial Corporation
April 2004 - December 2006 · 2 yrs 8 mos
Invest Financial CorporationBroker
April 2004 - December 2006 · 2 yrs 8 mos
PNC Investments LLC
January 2004 - March 2004 · 2 mos
PNC InvestmentsBroker
January 2004 - March 2004 · 2 mos
Hilliard Lyons Asset Management
May 2003 - January 2004 · 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
February 1999 - June 2002 · 3 yrs 4 mos
Royal Alliance Associates, INC.Broker
September 1998 - February 1999 · 5 mos
Raymond James & Associates, INC.Broker
March 1996 - August 1998 · 2 yrs 5 mos
State Registrations8 states
DEFLGAMDNCNJPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.