VL
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Vickie Little

18 Years of Experience
Garden City, ID
1 DisclosureBroker

Vickie Little is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Garden City, ID, with 18 years of industry experience. Vickie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5663 N. Glenwood St., Suite 101, Garden City, ID, 83714

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2016
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2018 - Present · 8 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
December 2012 - February 2016 · 3 yrs 2 mos
UBS Financial Services INC.Broker
August 2006 - February 2016 · 9 yrs 6 mos
Piper Jaffray & CO.Broker
April 2006 - August 2006 · 4 mos
State Registrations3 states
CAIDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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