Adam Griffiths is a registered investment advisor, based in Mokena, IL, with 33 years of industry experience.
Location
11146 Front St., Mokena, IL, 60448
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2025Customer Dispute
April 2009Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Adam is an advisory representative of an RIA, a soccer referee, owner of a real estate management company, president of an investment and insurance management company, an independent insurance agent, a board member, an author, founder of a scholarship program, and president of a financial coaching company. He spends about half his time as an advisory representative and about a quarter of his time as president of Lionheart Financial and as an author.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.