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Arnold Tang

33 Years of Experience
San Francisco, CA
BrokerSells Insurance

Arnold Tang is a registered investment advisor at Cetera Investment Advisers LLC, based in San Francisco, CA, with 33 years of industry experience. Arnold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

San Francisco, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Arnold sells life, health, annuities, and long-term care insurance as an insurance agent, dedicating a few hours per week. He also refers companies to employee benefits providers, but spends minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2009 - June 2023 · 13 yrs 8 mos
Ing Financial Partners, INC
January 2003 - September 2009 · 6 yrs 8 mos
Ing Financial Partners, INC.Broker
July 2002 - September 2009 · 7 yrs 2 mos
VALIC Financial Advisors, INC.Broker
October 1997 - July 2002 · 4 yrs 9 mos
The Variable Annuity Marketing CompanyBroker
January 1993 - December 2001 · 8 yrs 11 mos
State Registrations5 states
AZCAFLHIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arnold Tang - Financial Advisor | TrueAdvisor