John Russo
John Russo is a registered investment advisor at Santander Securities, based in West Caldwell, NJ, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.
Location
1120 Bloomfield Avenue, West Caldwell, NJ, 07006
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
April 2013Customer Dispute
October 2012Employment Separation After Allegations
November 2008Other Business Activities
John is the sole owner of a rental property in Bushkill, PA, since November 2023. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Santander Securities
Santander Securities LLCBroker
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Essex National Securities, INC.Broker
Essex National Securities, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
Fleet Enterprises, INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.