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Theodore Papadopoulos

Janney Montgomery Scott LLC
33 Years of Experience
Garden City, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Theodore Papadopoulos is a registered investment advisor at Janney Montgomery Scott LLC, based in Garden City, NY, with 33 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1001 Franklin Avenue, Suite 202, Garden City, NY, 11530

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Settled
Customer Dispute
April 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2021 - Present · 5 yrs 7 mos
Janney Montgomery Scott LLCBroker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2012 - January 2021 · 8 yrs 5 mos
J.P. Morgan Securities LLCBroker
January 2010 - August 2012 · 2 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2010 · 7 mos
Citigroup Global Markets INC.Broker
September 2003 - June 2009 · 5 yrs 9 mos
Oppenheimer & CO. INC.Broker
January 2003 - September 2003 · 8 mos
Cibc World Markets CORP.Broker
December 2000 - January 2003 · 2 yrs 1 mo
Salomon Smith Barney INC.Broker
November 1997 - December 2000 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - November 1997 · 3 yrs
Natwest Investor Services CorporationBroker
April 1993 - October 1994 · 1 yr 6 mos
State Registrations25 states
AZCACTDCDEFLGAILMAMDMEMONCNJNMNVNYPASCSDTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Theodore Papadopoulos - Financial Advisor | TrueAdvisor