Raymond Round is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Missoula, MT, with 33 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
Location
283 W. Front Street, Suite 101, Missoula, MT, 59807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Raymond is involved in several investment-related activities, including real estate ownership through Voodoo Development, Inc. LLC, Nine3Nine4 LLC, Ray & Joely Round, and STS Montana, LLC, as well as private equity investment through BKR LLC. He also serves as president of the non-profit organization The Loyola Sideliners, dedicating a few hours per week.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Davidson Investment Advisors, INC.
Dain Bosworth IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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