John Roche
John Roche is a registered investment advisor at LPL Financial LLC, based in Allentown, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2686 S. Pike Avenue, Suite 200, Allentown, PA, 18103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the owner and Chief Compliance Officer of Roche Asset Management LLC, an independent Registered Investment Advisor, and owner of Roche Financial Associates LLC. He also works as an insurance agent and performs painting and renovation estimates for Roche Painting.
Employment History
Current Registrations
LPL Financial LLCBroker
Roche Asset Management, LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Royal Alliance Associates, INC.Broker
Investment Advisors Asset Management, LLC
Investment Advisors & Consultants, INC.Broker
Investment Advisors & Consultants, INC.Broker
American Financial Associates, INC.Broker
Valley National Investments, INC.Broker
Quest Capital Strategies, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.