Erik Flaig is a registered investment advisor at LPL Financial LLC, based in Winchester, KY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
120 South Main Street, Winchester, KY, 40391
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Erik operates his LPL business under the DBA Community Trust Financial Services since 2018, dedicating nearly all of his time to it. Since 2021, Erik also owns Flaig Farm where he farms cattle and breeds dogs, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Raymond James Financial Services, INC.Broker
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Fifth Third Securities, INC.Broker
The Huntington Investment CompanyBroker
PFS Investments INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.